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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Leighton is a financial advisor with Osaic Wealth, Inc. Derek has been in the industry since 2009 and has a wide range of experience in providing financial advice and guidance to individuals and businesses. Derek has a Series 7, Series 24 and Series 66 licenses and is registered in 18 states. Derek works with clients on a variety of financial planning needs, including retirement planning, college savings, investment management, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
01/19/2024 - Present
Osaic Wealth, Inc. (WINDSOR WI)
WI
01/05/2021 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (WINDSOR WI)
IL
11/04/2014 - 12/31/2020
LPL FINANCIAL LLC (CHICAGO IL)
WI
01/12/2011 - 10/31/2014
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
WI
01/12/2011 - 10/31/2014
SII INVESTMENTS, INC. (APPLETON WI)
WI
08/21/2009 - 11/26/2010
EDWARD JONES (BELLEVILLE WI)
BOTH
Issued 09/04/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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