Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Andrew Higgins is an investment advisor representative at Mason Investment Advisory Services Inc. Derek has been in the financial services industry since 2003. Derek has passed the Series 63, Series 65, Series 7 and SIE exams. Derek is registered in California and Virginia and is currently licensed to provide financial advice in Virginia. Prior to joining Mason Investment Advisory Services Inc. Derek was employed at Citigroup Global Markets Inc., Thomas Weisel Partners LLC, Banc of America Investment Services, Inc., Wells Fargo Securities Inc. and Mercer Allied Company, L.P..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
10/03/2011 - Present
Mason Investment Advisory Services Inc. (RESTON VA)
CA
11/07/2007 - 09/11/2008
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
06/15/2004 - 01/30/2007
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
MA
05/22/2001 - 12/31/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
03/06/2000 - 09/21/2000
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
12/04/1996 - 04/03/1998
MERCER ALLIED COMPANY, L.P. (COHOES NY)
BC
Issued 10/11/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/01/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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