Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Anderson Wallen is a registered representative with Fidelity Distributors Co. LLC, a broker-dealer. Derek has been in the industry since 1991. Derek has a Series 63 license and has also passed the SIE, Series 7, Series 6, Series 24, Series 26, and Series 51 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
09/25/1991 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
BC
Issued 10/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2019
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/15/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/29/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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