Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Wilkes is a financial advisor with over 14 years of experience in the industry. Derek has worked with Independent Financial Partners since July 2022. Before joining Independent Financial Partners, Derek worked at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Derek is registered to provide investment advice in Florida and Texas. Derek holds Series 4, 7, 9, 10, 24, 31, and 66 licenses. Derek's specializations include: portfolio management for individuals, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under advisement
1
2
FL
07/20/2022 - Present
Independent Financial Partners (TAMPA FL)
TX
07/17/2019 - 07/14/2022
J.P. MORGAN SECURITIES LLC (DALLAS TX)
TX
07/29/2015 - 07/01/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
03/15/2010 - 06/12/2015
WFG INVESTMENTS, INC. (DALLAS TX)
TX
04/23/2008 - 02/27/2010
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
BOTH
Issued 06/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/2019
Series 4 - Registered Options Principal Examination
BC
Issued 09/04/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/22/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/20/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 04/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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