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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Warren is a financial advisor with Ameriprise Financial Services, LLC. Derek has been in the financial industry since September 10, 2000, and has been with Ameriprise Financial Services, LLC since October 25, 2017. Derek is registered to provide investment advice in Alabama and Florida. Derek is also a registered representative with FINRA and has passed the Series 7, Series 63, and SIE exams. Derek provides a range of financial services to individuals and businesses, including asset allocation, financial planning, and portfolio management. Derek also holds a position on the board of directors for Warren, Sasser, & Associates, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
10/25/2017 - Present
Ameriprise Financial Services, LLC (DOTHAN AL)
AL
04/06/2002 - 10/20/2017
SA STONE WEALTH MANAGEMENT INC. (GENEVA AL)
AL
03/20/2001 - 04/06/2002
STERNE AGEE CAPITAL MARKETS, INC. (BIRMINGHAM AL)
NY
09/07/2000 - 03/19/2001
WALL STREET FINANCIAL GROUP, INC. (VICTOR NY)
BC
Issued 09/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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