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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Allen Cook is an active broker and investment advisor. Derek has been in the financial services industry since February 4, 1995. Derek is currently registered with Blackrock Financial Management, Inc. and has been with the firm since May 2011. Derek has also been registered with a number of other firms including Lord Abbett Distributor LLC, Kemper Distributors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Van Kampen/American Capital Distributors, Inc.. Derek has passed the Series 63, Series 65, Series 7, and Series 24 exams. Derek is currently licensed in 53 states and the District of Columbia. Derek also holds a Series 65 license in Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
02/03/2022 - Present
Blackrock Financial Management, Inc. (NEW YORK NY)
NJ
03/27/2000 - 05/09/2011
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
IL
10/30/1998 - 02/25/2000
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
NY
02/23/1995 - 10/01/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
11/22/1994 - 03/20/1995
VAN KAMPEN/AMERICAN CAPITAL DISTRIBUTORS, INC. (HOUSTON TX)
IA
Issued 03/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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