Unclaimed
Derek Woodworth is a financial advisor located in Dallas, Texas. He is registered with Acc Securities, LLC and has been in the industry since January 26, 2005. Derek is a Series 7, Series 63, SIE and Series 79TO licensed advisor. Derek has held previous positions at Brean Capital, LLC, and Brean Murray & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/18/2015 - Present
ACC Securities, LLC (DALLAS TX)
NY
11/01/2005 - 11/20/2014
BREAN CAPITAL, LLC (NEW YORK NY)
NY
07/02/2004 - 03/14/2006
BREAN MURRAY & CO., INC. (NEW YORK NY)
BC
Issued 12/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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