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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Vance is a financial advisor at UBS Financial Services Inc. located in Miamisburg, OH. Derek has been in the industry since 2007 and has experience working with individuals, businesses, and institutions. Derek is registered with both the state of Ohio and Texas, and is licensed to provide investment advice and securities services. Derek is committed to providing personalized financial planning and investment management services to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
03/14/2014 - Present
UBS Financial Services Inc. (Miamisburg OH)
OH
09/04/2012 - 02/07/2014
THRIVENT INVESTMENT MANAGEMENT INC. (DAYTON OH)
OH
11/21/2011 - 09/04/2012
KEY INVESTMENT SERVICES LLC (SPRINGFIELD OH)
OH
03/10/2011 - 10/06/2011
ALLSTATE FINANCIAL SERVICES, LLC (CENTERVILLE OH)
OH
01/27/2009 - 06/25/2010
FIFTH THIRD SECURITIES, INC. (DAYTON OH)
OH
03/14/2006 - 02/10/2009
CITIGROUP GLOBAL MARKETS INC. (DAYTON OH)
IA
Issued 08/11/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 03/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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