Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Wilhelm is an investment advisor representative registered with Charles Schwab & Co., Inc. Derek has been working in the securities industry since 2004, and has a Series 66, Series 7 and SIE. Derek has worked for a number of firms, including TD Ameritrade, Inc., PNC Investments, and Charles Schwab & Co., Inc., and currently works for Charles Schwab & Co., Inc. Derek's current registration is active in the state of California for both Broker-Dealer and Investment Adviser. Derek's registration is also active in a number of other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
01/25/2022 - Present
Charles Schwab & CO., Inc. (San Diego CA)
CA
05/21/2012 - 05/19/2024
TD AMERITRADE, INC. (San Diego CA)
OH
11/30/2011 - 05/21/2012
PNC INVESTMENTS (DUBLIN OH)
OH
10/27/2006 - 11/15/2011
CHARLES SCHWAB & CO., INC. (COLUMBUS OH)
RI
06/09/2005 - 09/02/2005
CCO INVESTMENT SERVICES CORP. (JOHNSTON RI)
MN
09/21/2004 - 01/06/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/21/2004 - 01/06/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/14/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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