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Denys Ivan Dlaboha

Marex Capital Markets Inc.

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About Denys Ivan Dlaboha

Denys Dlaboha is a financial professional with experience in the securities industry. Denys is currently registered with Marex Capital Markets Inc. and holds Series 3, 7, and 63 licenses. Prior to joining Marex Capital Markets Inc., Denys worked at ICBC Standard Securities Inc. and Credit Agricole Securities (USA) Inc. Denys is registered in Illinois and New York.

Firm Information

Denys Dlaboha is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Denys Dlaboha’s Registration & Firm History

NY

06/21/2021 - Present

Marex Capital Markets Inc. (NEW YORK NY)

NY

02/16/2021 - 05/04/2021

ICBC STANDARD SECURITIES INC. (NEW YORK NY)

NY

03/31/2016 - 03/05/2021

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/10/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2016

Series 3 - National Commodity Futures Examination

BC

Issued 03/31/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Denys Ivan Dlaboha.
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