Unclaimed
Denver Haddix is a registered representative with LPL Financial LLC, a financial firm with over 463 billion dollars in assets under management. Denver has been in the financial industry since 2019. Before joining LPL Financial, Denver worked at Robert W. Baird & Co. Incorporated, and J.J.B. Hilliard, W.L. Lyons, LLC. Denver is licensed to provide financial services in Florida, Kentucky, and Ohio. He holds the Series 7TO, SIE, and Series 66 licenses. Denver provides investment advice to individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
07/09/2021 - Present
LPL Financial LLC (LEXINGTON KY)
KY
10/18/2019 - 07/20/2021
ROBERT W. BAIRD & CO. INCORPORATED (LEXINGTON KY)
KY
03/21/2019 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (LEXINGTON KY)
BOTH
Issued 04/19/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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