Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denny? Claim Your ProfileDenny Tsuei is a financial professional with over 27 years of experience in the industry. Denny is currently registered with HSBC Securities (USA) Inc. Denny has also held previous positions at Citigroup Global Markets Inc., TD Ameritrade, Inc., Scottrade, Inc., and Charles Schwab & Co., Inc. Denny holds several professional licenses, including the Series 7, 8, 9, 10, 63, and 65 exams. Denny's experience includes working with high-net-worth individuals, pooled investment vehicles, corporations, and other businesses. Denny offers a range of investment advisory services, including asset allocation recommendations, selection of other advisors, and portfolio management for businesses and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
06/18/2019 - Present
Hsbc Securities (usa) Inc. (FREMONT CA)
CA
09/27/2018 - 06/11/2019
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
02/26/2018 - 08/31/2018
TD AMERITRADE, INC. (FREMONT CA)
CA
05/10/2016 - 02/26/2018
SCOTTRADE, INC. (FREMONT CA)
CA
08/29/2013 - 05/26/2016
HSBC SECURITIES (USA) INC. (FREMONT CA)
CA
05/29/2007 - 07/22/2013
CITIGROUP GLOBAL MARKETS INC. (SAN JOSE CA)
CA
03/26/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (SAN JOSE CA)
TX
07/21/1995 - 03/04/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
04/25/1995 - 07/25/1995
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 01/16/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/20/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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