Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denny? Claim Your ProfileDenny Ray McCarty is a financial professional with over 25 years of experience in the industry. Denny is currently registered with MML Investors Services, LLC and is based in Springfield, MA. Denny has a strong background in securities, having held various roles at several firms including MML Strategic Distributors, LLC, Allstate Financial Services, LLC, Allstate Distributors, L.L.C., MetLife Securities Inc., and Metropolitan Life Insurance Company. Denny holds several licenses including Series 6, 7, 24, 51, and 63. Denny specializes in various investment products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
05/11/2015 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
MA
05/11/2015 - 07/26/2021
MML STRATEGIC DISTRIBUTORS, LLC (SPRINGFIELD MA)
FL
02/24/2014 - 04/09/2015
ALLSTATE FINANCIAL SERVICES, LLC (WESLEY CHAPEL FL)
IL
04/12/2011 - 12/31/2013
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
FL
07/08/1999 - 04/12/2011
ALLSTATE FINANCIAL SERVICES, LLC (ST PETERSBURG FL)
MA
11/29/1993 - 12/19/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/29/1993 - 12/19/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 05/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/26/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/13/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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