Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denny? Claim Your ProfileDenny Lee Galindo is a financial advisor with over 17 years of experience in the industry. Denny has worked with Morgan Stanley since 2017, and prior to that was with Morgan Stanley & Co. LLC, UBS Securities LLC and Wedbush Securities Inc. Denny is registered with FINRA as a Registered Representative and is licensed in 53 states to sell securities. Denny also holds the Series 63, 7, 86, 87 and SIE licenses. Denny provides financial planning, portfolio management and asset allocation advice to individuals, families, corporations, and other institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/20/2020 - Present
Morgan Stanley (Purchase NY)
NY
10/10/2013 - 01/11/2017
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
06/04/2010 - 10/07/2013
UBS SECURITIES LLC (NEW YORK NY)
NY
05/10/2010 - 05/21/2010
WEDBUSH SECURITIES INC. (NEW YORK NY)
NY
09/17/2007 - 03/10/2009
GABELLI & COMPANY, INC. (RYE NY)
BC
Issued 07/07/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/05/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/14/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Denny Galindo is the right advisor for you? Invested Better is here to help.
