Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denny? Claim Your ProfileDenny John Totland is an active Registered Representative and Investment Advisor Representative with RBC Capital Markets, LLC, working in the Red Bank, NJ branch office. Denny has been in the financial services industry since 1990. Denny also holds registrations in numerous other states. Previously, Denny was affiliated with Citigroup Global Markets Inc. and Lehman Brothers Inc., among other firms. Denny holds licenses and certifications in several disciplines, including General Securities Representative, National Commodity Futures, Series 10 (General Securities Sales Supervisor), Series 9 (General Securities Sales Supervisor), and Series 63 and 65. Denny is an active board member of The First Tee and Casa of Monmouth County.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/26/2016 - Present
RBC Capital Markets, LLC (RED BANK NJ)
NJ
07/31/1993 - 03/26/2007
CITIGROUP GLOBAL MARKETS INC. (SHREWSBURY NJ)
NY
04/15/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/24/1990 - 04/25/1991
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NJ
04/24/1990 - 06/07/1990
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
IA
Issued 09/10/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/29/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1991
Series 3 - National Commodity Futures Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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