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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denny? Claim Your ProfileDenny Hooten is an investment advisor representative currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Denny Hooten has been in the industry since August 23, 2020 and has experience with multiple firms. Denny Hooten holds several licenses including Series 63, 65, 7TO, and SIE and is registered in multiple states including Arizona, California, Colorado, Connecticut, Florida, Georgia, Indiana, Iowa, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Nevada, New Mexico, New York, Oregon, Pennsylvania, Texas, Virginia, and Washington. Denny Hooten is also a Registered Investment Advisor and has been registered in California and Texas. Denny Hooten specializes in investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/01/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT BEACH CA)
CA
12/08/2021 - 05/30/2023
LPL FINANCIAL LLC (PALM DESERT CA)
CA
02/19/2021 - 12/10/2021
AMERIPRISE FINANCIAL SERVICES, LLC (Woodland Hills CA)
CA
08/12/2020 - 02/05/2021
TRANSAMERICA FINANCIAL ADVISORS, INC (HUNTINGTON BEACH CA)
IA
Issued 10/23/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/07/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/27/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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