Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Yosuke Kawachi is a registered representative with Houlihan Lokey Capital, Inc. in Los Angeles, California. Dennis has been in the securities industry since May 30, 2005 and has passed the Series 7, Series 63, SIE, and Series 79TO exams. Dennis was previously registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/01/2008 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
NY
09/02/1998 - 07/03/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/21/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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