Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Zank is a financial professional with over 40 years of experience in the industry. Currently, Dennis is an Investment Advisor Representative and Registered Representative at Raymond James & Associates, Inc. located in ST. PETERSBURG, FL. Dennis has been with this firm since 2012. Previously, Dennis has been with Raymond James Financial Services, Inc. in ST. PETERSBURG, FL, Howe Barnes Hoefer & Arnett, Inc. in CHICAGO, IL, Roney & Co. in DETROIT, MI, and Robert Thomas Securities, Inc in ST. PETERSBURG, FL. Dennis is a licensed professional holding multiple licenses and designations, including FINRA Series 4, 7, 9, 10, 24, 27, 63, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/11/1983 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
IL
04/20/2011 - 09/16/2013
HOWE BARNES HOEFER & ARNETT, INC. (CHICAGO IL)
FL
06/21/1989 - 01/24/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MI
09/03/1999 - 09/25/1999
RONEY & CO. (DETROIT MI)
FL
04/19/1983 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
BC
Issued 01/20/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 12/30/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/30/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/02/1981
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/30/1981
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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