Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Laughlin is an investment advisor representative with Kestra Private Wealth Services, LLC. Dennis has been in the industry since 1984. He is a registered investment advisor in Florida and Texas. Dennis provides investment and securities advice to clients. He also serves as a committee member on the finance committee for Calvary Chapel Melbourne.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/22/2023 - Present
Kestra Private Wealth Services, LLC (Melbourne FL)
FL
10/28/2010 - 05/10/2019
UBS FINANCIAL SERVICES INC. (MELBOURNE FL)
FL
01/29/2007 - 11/04/2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MELBOURNE FL)
FL
02/21/2006 - 02/07/2007
CITIGROUP GLOBAL MARKETS INC. (SUNTREE FL)
MD
03/21/2002 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NJ
01/11/1993 - 04/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NA
04/11/1988 - 02/03/1993
LEHMAN BROTHERS INC.
NY
01/25/1984 - 02/03/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/10/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 08/11/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 03/07/1984
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Dennis Laughlin is the right advisor for you? Invested Better is here to help.
