Unclaimed
Dennis William Ferreri is a financial advisor registered with U.S. Sterling Securities, Inc. Dennis has over 28 years of experience in the financial services industry. Dennis's primary office is located in Hauppauge, NY. Dennis is licensed to sell securities in 13 states. Dennis has passed the Series 7, Series 63, Series 72, Series 79, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/06/1995 - Present
U.s. Sterling Securities, Inc. (HAUPPAUGE NY)
NY
02/18/1994 - 01/16/1996
PIONEER PORTFOLIO CORP. (COPIAGUE NY)
BC
Issued 02/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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