Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Fay is a Registered Representative with Nylife Securities LLC in Lodi, California. Dennis has been in the financial services industry since October 6, 1976. Dennis has a Series 7TO, SIE and Series 1 license and is registered to sell securities in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/28/1982 - Present
Nylife Securities LLC (LODI CA)
NA
11/07/1973 - 11/27/1979
NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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