Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Boneck is a financial advisor with over 38 years of experience in the industry. Dennis William Boneck is currently registered with Stifel, Nicolaus & Company, Inc. in California and several other states. Dennis previously worked for UBS Financial Services Inc. for over 14 years. Prior to that, Dennis was with Citigroup Global Markets Inc., Lehman Brothers Inc., and E. F. Hutton & Company Inc. Dennis has a wide range of experience, including financial planning, pension consulting, and portfolio management for individuals and businesses. Dennis is also a commodore of the Santa Barbara Yacht Club. Dennis's specializations include financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/06/2023 - Present
Stifel, Nicolaus & Company, Inc. (SANTA BARBARA CA)
CA
10/31/2008 - 10/17/2023
UBS FINANCIAL SERVICES INC. (SANTA BARBARA CA)
CA
07/31/1993 - 11/12/2008
CITIGROUP GLOBAL MARKETS INC. (SANTA BARBARA CA)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/23/1985 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 08/06/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1985
Series 3 - National Commodity Futures Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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