Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Baltz is an investment advisor representative with IC Advisory Services, Inc. based in Wilton, CT. Dennis has over 15 years of experience in the financial services industry. Dennis has a broad range of experience, working with individuals, businesses, and institutions. Dennis provides financial planning, portfolio management, and pension consulting services. Dennis is licensed in Connecticut, New York, Pennsylvania, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
11/12/2021 - Present
IC Advisory Services, Inc. (WILTON CT)
CT
07/28/2009 - 05/04/2010
AXA ADVISORS, LLC (GREENWICH CT)
NY
10/10/2008 - 07/28/2009
AMERIPRISE FINANCIAL SERVICES, INC. (HARRISON NY)
NY
04/02/2007 - 10/07/2008
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
09/14/2006 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/09/2005 - 02/15/2006
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IA
Issued 11/12/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/19/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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