Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Wayne Stewart is a financial professional with over 20 years of experience in the industry. Dennis is currently registered with Stonex Financial Inc. Dennis has a Series 7, Series 99TO, and SIE license. Dennis has held previous registrations with Sterne, Agee & Leach, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
07/03/2017 - Present
Stonex Financial Inc. (BIRMINGHAM AL)
AL
02/26/2002 - 07/03/2017
STERNE, AGEE & LEACH, INC. (Birmingham AL)
AL
08/07/2000 - 12/20/2001
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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