Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Wayne Shoemaker is a financial advisor with over 30 years of experience in the industry. He has been a registered representative and investment advisor since 1988. Dennis is currently affiliated with LPL Financial LLC and has worked with Investment Centers of America, INC. in the past. Dennis is licensed in several states and holds multiple licenses, including Series 63, Series 65, Series 7, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
08/16/2019 - Present
LPL Financial LLC (BELOIT KS)
KS
06/09/1994 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (BELOIT KS)
NJ
03/23/1988 - 06/22/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/23/1988 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
01/20/1988 - 02/20/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
IA
Issued 11/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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