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Dennis Wayne Peters

Pruco Securities, LLC

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About Dennis Wayne Peters

Dennis Peters is a financial professional with over 39 years of experience in the industry. Dennis is currently registered with Pruco Securities, LLC and is based in Morris, Illinois. Dennis previously held positions at ALLSTATE FINANCIAL SERVICES, LLC, SUNSET FINANCIAL SERVICES, INC., FRANKLIN FINANCIAL SERVICES CORPORATION, and COUNTRY CAPITAL MANAGEMENT COMPANY. Dennis holds the Series 63 and SIE exams and is licensed in 15 states.

Firm Information

Dennis Peters is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Dennis Peters’s Registration & Firm History

IL

06/03/2021 - Present

Pruco Securities, LLC (Morris IL)

IL

09/05/2001 - 06/01/2021

ALLSTATE FINANCIAL SERVICES, LLC (MORRIS IL)

MO

06/27/2000 - 09/17/2001

SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)

TX

02/03/1996 - 06/26/2000

FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)

IL

07/27/1983 - 12/31/1995

COUNTRY CAPITAL MANAGEMENT COMPANY (BLOOMINGTON IL)

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Licenses & Designations

BC

Issued 01/29/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dennis Wayne Peters.
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