Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Giese is a financial professional with over 40 years of experience in the industry. Dennis currently works for Cambridge Investment Research Advisors, Inc. and is registered in Illinois and Texas. Dennis has been a Registered Representative with Cambridge Investment Research Advisors, Inc. since 2010. Prior to this, Dennis has worked for Sammons Securities Company, LLC, Woodbury Financial Services, Inc., The O.N. Equity Sales Company, and Pruco Securities Corporation. Dennis holds Series 6, 26, 63, and 65 licenses and has experience in financial planning, portfolio management, and investment advisory services. Dennis can offer guidance for individuals, businesses, charitable organizations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IL
04/13/2023 - Present
Cambridge Investment Research Advisors, Inc. (SHOREWOOD IL)
IL
01/02/2009 - 11/01/2010
SAMMONS SECURITIES COMPANY, LLC (SHOREWOOD IL)
IL
08/11/2004 - 12/31/2008
WOODBURY FINANCIAL SERVICES, INC. (SHOREWOOD IL)
OH
01/03/2001 - 08/20/2004
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
NJ
08/20/1982 - 12/22/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 01/26/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Dennis Giese is the right advisor for you? Invested Better is here to help.
