Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Singh is a financial professional with over 20 years of experience in the industry. Dennis is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. He is also registered with several states including New York, Florida, New Jersey and Texas, and has passed numerous securities examinations. Dennis holds several licenses and is qualified to provide investment advice to a wide range of clients including individuals, corporations, and institutional investors. Dennis is passionate about helping clients achieve their financial goals, and he takes a personalized approach to advising. Dennis has worked at a variety of financial institutions throughout their career including AEGIS CAPITAL CORP. and GUNNALLEN FINANCIAL, INC. In addition to Dennis's experience at these firms, Dennis has held positions at NATIONAL SECURITIES CORPORATION and JOSEPHTHAL & CO., INC. Dennis has held various positions in the financial industry such as Owner at Dennis Singh Inc., Registered Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Financial Advisor at Bank of America, N.A.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/14/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREAT NECK NY)
NY
03/23/2010 - 12/22/2010
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
05/18/2005 - 03/29/2010
GUNNALLEN FINANCIAL, INC (NEW YORK NY)
FL
05/06/1999 - 05/16/2005
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
NY
07/21/1997 - 05/07/1999
JOSEPHTHAL & CO., INC. (NEW YORK NY)
IA
Issued 01/07/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/24/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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