Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Walter Casey is an active investment advisor representative with J.p. Morgan Securities LLC, and holds licenses in several states, including New York, New Jersey and Texas. Dennis has a long history in the financial industry, dating back to 1984, with previous employment at firms such as CHASE INVESTMENT SERVICES CORP., PRINCOR FINANCIAL SERVICES CORPORATION, and RAYMOND JAMES FINANCIAL SERVICES, INC. Dennis has extensive experience in securities and investment advisory services, and is able to provide a wide range of financial services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/22/2018 - Present
J.p. Morgan Securities LLC (REGO PARK NY)
NY
02/26/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (REGO PARK NY)
NY
11/14/2007 - 12/16/2008
PRINCOR FINANCIAL SERVICES CORPORATION (MELVILLE NY)
NY
02/19/2004 - 11/16/2007
GRANITE SECURITIES, LLC (BABYLON NY)
FL
09/17/1991 - 02/13/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
01/08/1990 - 09/23/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
12/08/1988 - 01/08/1990
J F LOWE & COMPANY INCORPORATED
NA
01/07/1988 - 12/13/1988
GREENTREE SECURITIES CORP.
NA
10/05/1984 - 02/03/1988
BROOKS WEINGER ROBBINS & LEEDS INC.
NA
09/24/1984 - 10/08/1984
J. W. GANT & ASSOCIATES, INC.
NA
08/21/1984 - 09/04/1984
VANDERBILT SECURITIES, INC.
NA
03/22/1984 - 08/23/1984
NORBAY SECURITIES INC.
IA
Issued 03/16/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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