Unclaimed
Dennis Duerden is a financial professional registered with Northwestern Mutual Investment Services, LLC. Dennis has been in the financial industry since November 13, 2023. Dennis is currently licensed in South Carolina and Washington. Dennis has successfully completed the Series 63, Series 6TO and SIE exams. Dennis is located at the Greenville, SC branch office of Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
SC
11/14/2023 - Present
Northwestern Mutual Investment Services, LLC (GREENVILLE SC)
BC
Issued 12/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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