Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Tokio Higuchi is a financial advisor with Osaic Wealth, Inc. Dennis has been in the industry for over 30 years, and is a Registered Representative and Investment Advisor Representative. Dennis is a Series 7, Series 63, Series 24 and Series 51 licensed professional. Dennis has worked with Transamerica Financial Advisors, Inc., Signator Investors, Inc. and Royal Alliance Associates. Dennis also owns a sole proprietorship, selling traditional fixed insurance, annuities, and LTC insurance. Dennis is based in Honolulu, HI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
HI
03/15/2017 - Present
Osaic Wealth, Inc. (HONOLULU HI)
HI
05/13/2016 - 03/15/2017
SIGNATOR INVESTORS, INC. (HONOLULU HI)
HI
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (HONOLULU HI)
HI
03/20/1990 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (HONOLULU HI)
CA
03/20/1990 - 08/01/1995
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
BC
Issued 04/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/25/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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