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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Kruk is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., with over 29 years of experience in the financial industry. Dennis is registered with FINRA and holds licenses in various states, including Florida, Texas, Arizona, and New York. His registrations include Series 7, 63, and 65 exams. Prior to joining Merrill Lynch, Dennis has worked for several other prominent firms, including BANC OF AMERICA INVESTMENT SERVICES, INC., Barnett Investments, Inc., U.S. Clearing Corp., and Lehman Brothers Inc. Dennis primarily serves high-net-worth individuals, corporations, insurance companies, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/25/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BRADENTON FL)
FL
04/01/1998 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BRADENTON FL)
FL
12/05/1996 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
TX
04/04/1996 - 04/29/1996
U.S. CLEARING CORP. (DALLAS TX)
AZ
08/22/1994 - 02/02/1995
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
05/22/1990 - 10/09/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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