Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Sullivan is a financial professional with over 10 years of experience in the industry. Dennis currently works for Fidelity Distributors Co. LLC and has been with the firm since October 2015. Dennis has a wide range of experience in the financial industry, with registrations in all 50 states, as well as the District of Columbia and Puerto Rico. Dennis has passed several securities exams, including the Series 63, Series 51, Series 24, Series 26, Series 7, Series 6, and SIE exams. Before joining Fidelity Distributors Co. LLC, Dennis also worked for Fidelity Distributors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
10/23/2015 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
RI
03/28/2019 - 12/31/2019
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
RI
11/01/2016 - 07/13/2017
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
RI
05/26/2008 - 08/03/2010
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 09/02/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2017
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/25/2016
Series 24 - General Securities Principal Examination
BC
Issued 08/01/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/23/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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