Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Stephen Oleszkowicz is an active financial advisor with over 40 years of experience in the industry. Dennis is currently registered with UBS Financial Services Inc. in Michigan and Florida. Dennis also has prior registrations with several other firms, including Citigroup Global Markets Inc., Lehman Brothers Inc., and Merrill Lynch. Dennis holds multiple licenses including Series 7, 63, 66, 5, 15, and SIE. Dennis has a diverse client base, including individuals, high net worth individuals, corporations, and charitable organizations. Dennis's expertise lies in providing financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
08/26/2004 - Present
UBS Financial Services Inc. (BIRMINGHAM MI)
NY
07/31/1993 - 05/14/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/13/1980 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/26/1978 - 09/13/1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
06/01/1977 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BOTH
Issued 08/28/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 05/21/1977
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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