Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Spears is a financial advisor with Fidelity Brokerage Services LLC. Dennis has been in the securities industry since 2014. Dennis holds FINRA Series 7, 9, 10, 63 and 66 securities licenses. Dennis is registered with the Financial Industry Regulatory Authority (FINRA). Dennis has a Branch Office location at Fidelity Brokerage Services LLC, located in DURHAM, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
06/23/2014 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BOTH
Issued 11/05/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/25/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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