Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Shanley is an active investment advisor representative with Neuberger Berman BD LLC, a firm that provides portfolio management for individuals and investment companies. Dennis Shanley joined Neuberger Berman BD LLC in 2017 and has been an investment advisor for over 28 years. Dennis Shanley holds licenses for Series 63, Series 99TO, SIE and Series 7 exams. In addition to being registered in New York, Dennis Shanley is also licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
04/07/1995 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NA
04/07/1995 - 11/25/1996
NEUBERGER & BERMAN, LLC
BC
Issued 04/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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