Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Serio is a financial advisor with Ameriprise Financial Services, LLC. Dennis has been a registered representative in the securities industry since 1986. Dennis is also a registered Investment Advisor Representative in the state of Texas. Dennis has experience providing financial advice to a variety of clients, including individuals, families, businesses, and trusts. Dennis is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
11/03/2023 - Present
Ameriprise Financial Services, LLC (Dallas TX)
TX
09/01/2020 - 11/03/2023
COMERICA SECURITIES (DALLAS TX)
TX
11/06/2009 - 01/10/2020
WELLS FARGO SECURITIES, LLC (DALLAS TX)
TX
08/30/2007 - 11/06/2009
WELLS FARGO BROKERAGE SERVICES, L.L.C. (DALLAS TX)
TX
10/02/2006 - 08/03/2007
WACHOVIA SECURITIES, LLC (ADDISON TX)
TX
01/01/1995 - 09/29/2006
COMERICA SECURITIES (DALLAS TX)
WI
08/02/1993 - 12/31/1995
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
NA
08/17/1993 - 01/01/1995
COMERICA FINANCIAL SERVICES, INC.
MI
06/30/1992 - 09/09/1992
COMERICA SECURITIES (DETROIT MI)
NA
04/03/1992 - 06/30/1992
COMERICA BROKERS, INC.
IL
10/26/1990 - 04/16/1992
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
09/07/1990 - 10/26/1990
MBANK CAPITAL MARKETS, INC.
NA
08/15/1986 - 12/21/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
01/23/1986 - 08/05/1986
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 06/17/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/16/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/1993
Series 24 - General Securities Principal Examination
BC
Issued 05/25/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Dennis Serio is the right advisor for you? Invested Better is here to help.
