Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Samade is an active investment advisor representative registered in the state of California and Texas, with a focus on providing investment consulting services to institutional clients. Dennis has been in the industry since 2013 and has experience working with a variety of clients, including individuals, corporations, and charitable organizations. Previously, Dennis was with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley. Currently, Dennis is associated with Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/20/2018 - Present
Wells Fargo Clearing Services, LLC (ENCINO CA)
CA
09/15/2014 - 03/03/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NORTH HOLLYWOOD CA)
CA
08/29/2013 - 08/18/2014
MORGAN STANLEY (LOS ANGELES CA)
BOTH
Issued 09/30/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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