Unclaimed
Dennis Higgins is a financial professional with over 20 years of experience in the industry. Dennis is currently registered with Athene Securities, LLC. Previously, Dennis was affiliated with Lincoln Financial Distributors, Inc., OneAmerica Securities, Inc., Directed Services LLC, SunAmerica Capital Services, Inc., and SunAmerica Securities, Inc. Dennis holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
01/27/2021 - Present
Athene Securities, LLC (WEST DES MOINES IA)
PA
12/10/2018 - 10/23/2020
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
IN
06/02/2017 - 12/11/2018
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
PA
09/25/2007 - 12/31/2016
DIRECTED SERVICES LLC (WEST CHESTER PA)
NJ
07/15/1997 - 08/06/2002
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
AZ
02/25/1997 - 07/15/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BC
Issued 10/04/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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