Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Ronald Tanner is an investment advisor representative who is currently registered with LPL Financial LLC. Dennis has been in the industry since 1990 and is registered in multiple states including Florida, Pennsylvania, and Texas. In addition to his current role at LPL Financial, Dennis has also held previous positions with National Securities Corporation, VFINANCE INVESTMENTS, INC, Somerset Financial Group, Inc., and PaineWebber Incorporated. Dennis has a broad range of experience in the investment advisory industry, he holds several licenses, including Series 7, Series 24, Series 63, Series 65, and Series 66. He has a strong track record of success and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
03/22/2021 - Present
LPL Financial LLC (PHILADELPHIA PA)
NJ
12/26/2008 - 08/01/2012
NATIONAL SECURITIES CORPORATION (PRINCETON NJ)
NJ
05/29/2002 - 08/01/2012
VFINANCE INVESTMENTS, INC (PRINCETON NJ)
NJ
05/10/1999 - 06/12/2002
SOMERSET FINANCIAL GROUP, INC. (PRINCETON NJ)
NJ
04/24/1990 - 04/08/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 02/09/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/30/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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