Unclaimed
Dennis Ronald Spangler is a financial advisor with Cetera Investment Advisers LLC. Dennis has been in the financial services industry since 1992. Dennis's experience includes time at VOYA FINANCIAL ADVISORS, INC., EQUITY SERVICES, INC., and WALNUT STREET SECURITIES, INC. Dennis is a Certified Financial Planner. Dennis is registered to provide financial services in Florida, Georgia, Indiana, Kansas, Kentucky, Maryland, Massachusetts, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/29/2023 - Present
Cetera Investment Advisers LLC (BRIDGEVILLE PA)
PA
06/28/2004 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (BRIDGEVILLE PA)
VT
10/26/2001 - 06/25/2004
EQUITY SERVICES, INC. (MONTPELIER VT)
CA
02/21/1996 - 10/18/2001
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
PA
01/30/1992 - 02/16/1996
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
BC
Issued 2/7/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/22/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/28/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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