Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Nolte has been a financial advisor since 1989. Dennis is a Certified Financial Planner™ professional and is a registered representative of LPL Financial LLC and an Investment Advisor Representative of Seacoast Investment Services, a registered investment advisor and separate entity from LPL Financial.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
11/16/2017 - Present
LPL Financial LLC (WINTER PARK FL)
FL
09/28/2015 - 11/16/2017
INVEST FINANCIAL CORPORATION (MAITLAND FL)
FL
09/03/2010 - 10/26/2015
CAPITAL GUARDIAN, LLC (WINTER PARK FL)
FL
10/31/2001 - 08/31/2010
LPL FINANCIAL CORPORATION (ORLANDO FL)
IL
11/28/2000 - 11/01/2001
ROSENTHAL COLLINS SECURITIES, L.L.C (CHICAGO IL)
CA
01/12/2000 - 12/01/2000
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
CA
02/03/1992 - 01/08/2000
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
OH
01/06/1992 - 02/07/1992
VESTAX SECURITIES CORPORATION (HUDSON OH)
DC
07/30/1991 - 01/03/1992
WASHINGTON INVESTMENT CORPORATION (WASHINGTON DC)
NY
06/01/1990 - 08/15/1991
ROSENKRANTZ LYON & ROSS INCORPORATED (NEW YORK NY)
NY
05/23/1989 - 04/27/1990
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
IA
Issued 06/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/28/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/27/1991
Series 24 - General Securities Principal Examination
BC
Issued 03/06/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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