Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Robert Lhotak is a financial professional with over 35 years of experience in the industry. He has held several positions at prominent firms including Southeast Investments, N.C., Inc., AUSDAL FINANCIAL PARTNERS, INC., and HORNOR, TOWNSEND & KENT, INC.. Dennis is currently registered with Avantax Investment Services, Inc. in Illinois and Indiana. He is licensed to provide investment advice in these states and holds both Series 63 and Series 7 securities licenses. Dennis is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
04/26/2017 - Present
Avantax Investment Services, Inc. (Orland Park IL)
IL
05/22/2014 - 11/12/2015
STROM FINANCIAL PARTNERS, INC. (EVANSTON IL)
NC
06/19/2013 - 03/19/2014
SOUTHEAST INVESTMENTS, N.C., INC. (CHARLOTTE NC)
IL
04/28/2011 - 12/03/2012
AUSDAL FINANCIAL PARTNERS, INC. (NAPERVILLE IL)
IL
07/21/1983 - 05/10/2011
HORNOR, TOWNSEND & KENT, INC. (NAPERVILLE IL)
BC
Issued 12/13/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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