Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Robert Jones is a financial advisor with over 30 years of experience in the industry. Dennis is currently registered with American Portfolios Financial Services, Inc. and holds a Series 6, 7, 24, 51, and 63 licenses. Dennis has held previous registrations with firms such as SII INVESTMENTS, INC., QUESTAR CAPITAL CORPORATION, ROYAL ALLIANCE ASSOCIATES, INC., MARINER FINANCIAL SERVICES, INC., ANDOVER SECURITIES, INC. and GENEVA SECURITIES,INC. Dennis is registered in several states including Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Idaho, Illinois, Indiana, Kansas, Kentucky, Maine, Massachusetts, Michigan, Minnesota, Montana, Nebraska, New Hampshire, New Mexico, New York, North Carolina, Ohio, South Carolina, Tennessee, Texas, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MI
11/13/2017 - Present
American Portfolios Financial Services, Inc. (Kalamazoo MI)
MI
05/27/2008 - 11/13/2017
SII INVESTMENTS, INC. (KALAMAZOO MI)
MI
04/15/2003 - 05/27/2008
QUESTAR CAPITAL CORPORATION (KALAMAZOO MI)
AZ
08/01/1997 - 04/17/2003
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
FL
12/13/1995 - 08/05/1997
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
MO
01/02/1992 - 12/14/1995
ANDOVER SECURITIES, INC. (KANSAS CITY MO)
IL
12/10/1987 - 12/31/1991
GENEVA SECURITIES,INC. (SCHAUMBURG IL)
NA
12/19/1983 - 12/17/1987
FIRST AMERICAN NATIONAL SECURITIES, INC.
BC
Issued 12/16/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/06/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
BC
Issued 12/16/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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