Unclaimed
Dennis Robert Hall is a financial advisor with over 30 years of experience in the industry. Dennis is currently registered with Wells Fargo Advisors Financial Network, LLC and has been active in the financial services industry since October 1992. Dennis has held registrations with several firms over the years, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Gibraltar Securities Co. Dennis is also a licensed investment advisor representative (IAR) in both New Jersey and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/28/2017 - Present
Wells Fargo Advisors Financial Network, LLC (FLORHAM PARK NJ)
NJ
12/24/1996 - 11/30/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FLORHAM PARK NJ)
NJ
05/04/1994 - 12/06/1996
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
NJ
09/28/1992 - 05/03/1994
HYM FINANCIAL, INC. (CLIFTON NJ)
IA
Issued 01/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 09/26/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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