Unclaimed
Dennis Robert Gerecke has been in the financial services industry since July 1990. Dennis is currently registered with Gar Wood Securities, LLC and has been with the firm since February 2006. Dennis is also registered in 19 states. Dennis holds a Series 7, Series 24, Series 3, Series 63, Series 4, Series 57TO, Series 79TO, Series 99TO, and SIE licenses. Dennis's previous employers include SPIKE FINANCIAL SERVICES, LLC, ABN AMRO INCORPORATED, THE CHICAGO CORPORATION, GARDNER RICH & COMPANY, MESIROW CAPITAL, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/16/2006 - Present
GAR Wood Securities, LLC (Naperville IL)
IL
01/12/2005 - 06/13/2006
SPIKE FINANCIAL SERVICES, LLC (CHICAGO IL)
CT
01/02/1997 - 08/13/2004
ABN AMRO INCORPORATED (STAMFORD CT)
IL
09/14/1995 - 01/02/1997
THE CHICAGO CORPORATION (CHICAGO IL)
IL
12/06/1993 - 08/11/1995
GARDNER RICH & COMPANY (CHICAGO IL)
IL
02/06/1991 - 11/30/1993
THE CHICAGO CORPORATION (CHICAGO IL)
IL
11/07/1988 - 11/24/1989
MESIROW CAPITAL, INC. (CHICAGO IL)
BC
Issued 12/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/1994
Series 4 - Registered Options Principal Examination
BC
Issued 04/14/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2007
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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