Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Robert Betz is a financial advisor with Ameriprise Financial Services, LLC, and has been in the industry since 1989. Dennis is registered with FINRA and the state of Minnesota. Dennis has been registered with Ameriprise Financial Services, LLC since 2013. Prior to that, Dennis was registered with Ameriprise Advisor Services, Inc. from 2009 to 2009, UBS Financial Services Inc. from 2006 to 2009, Piper Jaffray & Co. from 1999 to 2006, John G. Kinnard And Company, Incorporated from 1992 to 1999, Hayne, Miller Financial, Inc. from 1991 to 1991, Heiner Financial Services Corporation from 1988 to 1989 and Heiner & Stock, Inc. from 1987 to 1989. Dennis has a Series 7, Series 63, and Series 65 license. Dennis is also a Registered Representative in the following states: California, Florida, Georgia, Illinois, Iowa, Minnesota, Pennsylvania, South Carolina, South Dakota, Texas, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
11/18/2013 - Present
Ameriprise Financial Services, LLC (LAKE ELMO MN)
MN
04/21/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (LAKE ELMO MN)
MN
08/12/2006 - 05/13/2009
UBS FINANCIAL SERVICES INC. (ST PAUL MN)
MN
11/12/1999 - 08/12/2006
PIPER JAFFRAY & CO. (ST PAUL MN)
MN
01/07/1992 - 11/16/1999
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
MN
02/27/1991 - 09/19/1991
HAYNE, MILLER FINANCIAL, INC. (MINNEAPOLIS MN)
NA
01/18/1988 - 02/25/1989
HEINER FINANCIAL SERVICES CORPORATION
NA
06/24/1987 - 02/25/1989
HEINER & STOCK, INC.
IA
Issued 10/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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