Unclaimed
Dennis Hendrix is a registered investment advisor representative with Ameriprise Financial Services, LLC. Dennis has been in the industry since 1977 and has held previous roles with firms such as Ameriprise Advisor Services, Inc., Wachovia Securities, LLC, Wachovia Securities, Inc., and The Robinson-Humphrey Company Inc. Dennis is registered to provide investment advice in Alabama, California, District of Columbia, Florida, Georgia, Kentucky, Maryland, Michigan, Missouri, North Carolina, South Carolina, Texas. Dennis holds the Series 3, 7, 63, and 65 licenses. Dennis is a board member of Hendrix and is located in Columbus, GA. Dennis provides financial planning and portfolio management services to individuals, businesses, corporations, trusts, estates, pension and profit sharing plans, insurance companies, charitable organizations, state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
01/13/2010 - Present
Ameriprise Financial Services, LLC (COLUMBUS GA)
GA
03/16/2007 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (COLUMBUS GA)
GA
06/15/2002 - 03/20/2007
WACHOVIA SECURITIES, LLC (COLUMBUS GA)
NC
08/09/1989 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
GA
06/23/1981 - 08/24/1989
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
NA
09/26/1978 - 07/22/1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
10/26/1977 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 02/19/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1982
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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