Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Richard Tierney is a Registered Representative and Investment Advisor Representative associated with Lasalle St. Investment Advisors, LLC. Dennis has been in the securities industry since June 19, 1984. Dennis has passed the Series 1, Series 7, Series 63, and Series 65 exams. Dennis has experience at a number of firms including Wachovia Securities, LLC, Prudential Securities Incorporated, and Pruco Securities Corporation. Dennis is registered to provide investment advisory services in Florida, Illinois, Indiana, Michigan, and Ohio. Dennis is a registered representative of Lasalle St. Securities, L.L.C. and has a branch office located in Elmhurst, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
01/16/2009 - Present
Lasalle ST. Investment Advisors, LLC (ELMHURST IL)
MO
04/27/2001 - 11/21/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
12/17/1987 - 05/01/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
06/20/1984 - 05/01/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 05/19/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
BC
Issued 12/13/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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