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Dennis Richard Marburger

SPC

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About Dennis Richard Marburger

Dennis Richard Marburger is a financial professional who has been in the industry since December 1980. Dennis is currently registered with SPC. Dennis is also a registered representative with ING Financial Partners, Inc. and was previously registered with North American Financial Group, Inc., Dean Witter Reynolds Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Kidder, Peabody & Co. Incorporated. Dennis is licensed in Michigan and Texas.

Firm Information

Dennis Marburger is currently registered with SPC. SPC is an investment advisory firm based in ANN ARBOR, MI, with 454 licensed agents and 470 investment advisor representatives. They manage approximately $5.56 billion in regulatory assets under management. Their services include financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses. Their client base consists primarily of individuals, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and corporations. They also offer a wrap fee program.
SPC

300 PARKLAND PLAZA

ANN ARBOR, MI 48103

$5.56B

Assets Under Management

3,486

Total Clients

480

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consultation services

Consultation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Seminar attendance fees

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Dennis Marburger’s Registration & Firm History

MI

05/02/2011 - Present

SPC (ANN ARBOR MI)

MI

05/28/1997 - 05/04/2011

ING FINANCIAL PARTNERS, INC. (TROY MI)

MI

06/03/1994 - 06/03/1997

NORTH AMERICAN FINANCIAL GROUP, INC. (WARREN MI)

NY

02/21/1984 - 06/08/1994

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

10/13/1981 - 03/14/1984

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

12/29/1980 - 10/21/1981

KIDDER, PEABODY & CO. INCORPORATED

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Licenses & Designations

IA

Issued 07/21/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/22/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Dennis Richard Marburger. Review regulatory record here.
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